Economics Department
Working Papers in Economics
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TITLE:
A Model of R&D Tax Incentives
AUTHOR(S):
Eren Inci, Boston College Department of Economics
DOCUMENT TYPE: Article
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ABSTRACT:
This paper examines R&D tax incentives in oligopolistic markets. It is generally agreed that R&D has some
characteristics of a public good. Therefore, the market will fail to provide a sufficient amount of R&D.
A tax incentive for R&D can be implemented by the government to fix this market failure. However, the
controversy over the effectiveness of R&D tax incentives is still considerable. In this paper, we set up a
simple game-theoretical model to identify the conditions under which the tax incentives serve as a tool to
reach the socially desirable level of firm-financed R&D spending. It is shown that the government might
want to tax R&D when the sector spillover is sufficiently low. This is more likely to happen if the industry is
highly concentrated. Moreover, the government’s policy works only if the sector is reasonably concentrated.
The optimal R&D subsidy (or tax ) is independent of demand characteristics, initial marginal cost, and the
cost effectiveness of R&D. It depends only on the sector spillovers and the number of firms in the industry.
